As FINRA prepares to distribute $100 million in fee rebates to its member firms on March 31, investment fraud attorneys at Meyer Wilson Werning are urging the organization to redirect those funds ...

A $100 million rebate from the Financial Industry Regulatory Authority to member firms is drawing sharp backlash from investor advocates, who say the move comes as tens of millions in arbitration ...

Critics say that Finra did not go far enough to remedy unpaid arbitration awards with the recent proposals advanced by the broker-dealer regulator's board. At its May 10 meeting, the Financial ...

The Securities Industry and Financial Markets Association (SIFMA) is urging the Financial Industry Regulatory Authority to change termination reporting and create tougher arbitration standards to ...

Concerned about an AI bubble? Sign up for The Daily Upside for smart and actionable market news, built for investors. The brokerage referee is reconsidering how it calls fouls. The Financial Industry ...

Investor advocacy group PIABA argues surplus FINRA funds should cover unpaid arbitration awards owed to defrauded clients ...

Investor advocates are up in arms about a FINRA rule change they contend could prevent aggrieved brokerage clients from getting a fair hearing before their peers. Processing Content The Financial ...

Ethan A. Brecher writes: The consequences to a Financial Industry Regulatory Authority registered representative for not paying an adverse arbitration award can be career-threatening, yet non-payment ...